Dedicated regulatory and risk solutions for law firms from advisers with a track record of know-how and expertise

Our risk and compliance service has been established to provide bespoke support solutions to small and medium sized law firms in England & Wales.

Bringing you the benefits of an extremely knowledgeable Compliance Manager who worked for the Law Society and SRA for several years, we have the experience to prevent new start and existing law firms from falling for the many regulatory pitfalls that exist today. This service is available at a fraction of the cost of employing someone of comparable expertise directly and has been developed out of our own experience of the benefits risk and compliance expertise can bring when setting up and running our own law firm.

We have the resources and knowledge to guide you through all the products and services you will need to grow your law firm and keep it safe without the hassle of having to put fee earning time aside.

Our Services

Accreditiations

We can assist you with stand-alone projects to achieve legal industry specific accreditations such as the Law Society’s Lexcel standard and the Conveyancing Quality Scheme.

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Compliance Support
Retainer Service

We provide a bespoke, flexible, professional and cost-effective compliance support for your SRA or CLC regulated legal practice.

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Council for Licenced
Conveyancers (CLC) Regulatory
Complaince

For those businesses considering conversion to regulation by the CLC or initial authorisation as a CLC regulated practice, we can provide support with these projects.

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Data Protection and
GDPR Support

We can provide you with advice on data protection compliance.

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SRA Investigations

The SRA is responsible for regulating solicitors and firms in the public interest. It will investigate and may take action against any solicitor, individual employed by an SRA regulated practice or firm that is alleged to have…

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New Firm and Change of
Entity Applications

Following the introduction of the SRA Standards and Regulations in 2019, solicitors have a range of options that they can consider when assessing the best way for them to practice.

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File Reviews

File reviews are generally accepted as an essential part of any compliance management system. It is a core requirement for CQS and Lexcel

Compliance Training Support

We have provided face to face training solutions for many law firms covering a range of compliance disciplines.

Orderly Firm Closure

When closing down your practice, you should, if possible, plan the closure well in advance, in order for it to be closed in an orderly manner.